Firearms Transfers, Class III (SOT)

ATF eForms is the easiest way tom submit and process your ATF Form 4 (5320.4).

You will need to request association with K and R Gun Works FFL 5-71-XXX-XX-XX-05860 and/or EIN: 83-3920540. To request association you will click on the My Profile tab, then click the Associations tab. There is a button in the top left corner of that page "Make Association Request."  Select Submitter role from the list and submit the request.

Person. A partnership, company, association, trust, corporation, including each responsible person associated with such an entity; an estate; or an individual.

Trust. Those persons with the power or authority to direct the management and policies of the trust includes any person who has the capability to exercise such power and possesses, directly or indirectly, the power or authority under any trust instrument, or under State law, to receive, possess, ship, transport, deliver, transfer, or otherwise dispose of a firearm for, or on behalf of the trust. Examples of who may be considered a responsible person include settlors/grantors, trustees, partners, members, officers, directors, board members, or owners. An example of who may be excluded from this definition of responsible person is the beneficiary of a trust, if the beneficiary does not have the capability to exercise the enumerated powers or authorities.

Transfer. Selling, assigning, pledging, leasing, loaning, giving away, or otherwise disposing of a firearm.

Transferor. The person selling or otherwise disposing of a firearm; including applying to transfer a firearm.

Transferee. The person acquiring the firearm.

Authority. As provided by 26 U.S.C. §§ 5811 and 5812, any person seeking to transfer a firearm must submit, in duplicate, a separate application on this form for each firearm. The transferor must furnish all the information called for, except as noted by instructions within, on this application form. Please note that the form now contains a 3rd (CLEO) copy of the form for use in compliance with instruction 2f and item 12 of the form.

Transferee Necessity Statement. Item 13 must be completed by the transferee if:

(1) the firearm to be transferred is a machinegun, short-barreled rifle, short-barreled shotgun, or destructive device;

(2) the transferor is licensed under the GCA to deal in such device or fire arm; and

(3) the transferee is not licensed under the GCA to deal in such device or firearm.

Photographs and Fingerprints. An individual transferee, except if licensed as a manufacturer, importer, or dealer under the GCA, must (1) attach to item 15 of the ATF Form 4, except for the CLEO copy a 2 inch x 2 inch photograph of the frontal view of the transferee taken within 1 year prior to the date of the application and (2) submit two properly completed FBI Forms FD-258 (Fingerprint Card with blue lines) with the application. The fingerprints must be clear for accurate classification and taken by someone properly equipped to take them.